Regulated process. Built for audit.
Suitability & complianceGetting AI to adhere to regulation and compliance guidelines is not a flick of a switch you do under your AI's settings. It is a fundamentally different approach. An approach that only answers based on defined processes, with checks and audit trails along the way. It cannot be bolted on at the end, it is a design decision that runs deep.
Checked at every step, not once at the end.
A recommendation is not just a proposed investment solution. It is everything that leads up to it. Accounts, tax, risk, diversification, investment approaches and sustainability. Checks fail loudly, passes, or issues a warning.
A warning is not a refusal. It is a disclosure the customer is owed before the money moves, and the acknowledgement is part of the record.
Illustrative. Each stage is assessed separately; the link is the parent reference stored on every record.
Full origination of every decision
Every input that affects decisions are stored with its origin: client inputs, recommendation, or interpretations of client views.
Interpreted is theirs, in our wording — they said “AI”, the file records the code we matched it to.
Illustrative. The origin travels with the field, from the question to the audit record.
When a customer overrides you, the file knows why
A customer may want something you would not recommend. Refusal is not the answer, and neither is quietly obliging. The outcome is classified as either advice or execution only, the failed suitability rule is named, and the client's acknowledgement is stored.
Illustrative. Who carries the responsibility is a stored field, not a rendering.
Fully deterministic models, and processes
Every record carries the necessary information to fully reproduce the output at any future point.
Illustrative. Enough to reconstruct a verdict rather than assert one.
See it for yourself.
Next stepsBring one real client profile and your own product catalogue. We will show you the file it produces.
Analyzera is a technology provider. We are not a financial advisory firm and we do not provide financial advice.
Our software is licensed to regulated financial institutions. Any advice a customer receives is given by that institution, under its own regulatory permissions and its own responsibility. Nothing on this page, in any demonstration, or in any figure shown is an investment recommendation, an offer, or a solicitation to buy or sell any financial instrument. Portfolios, holdings, returns and customers shown in demonstrations are illustrative. They are not client data and are not a forecast of any result. Past performance is not a reliable indicator of future results. The value of investments can fall as well as rise, and capital is at risk.